Only registered candidates can reply to Ads. Register.
Date Posted: 11 June 2018 /
About the job
Compliance Legal Risk Management
11 June 2018
11 June 2018
You will be responsible for the Compliance Department of the bank in Asia Pacific; overseeing Singapore, Hong Kong and future Pacific (Australia) Branches.
You will be responsible to ensure all the firm's activities follow the necessary rules and regulations, and that the firm complies with the regulatory boundaries and jurisdictions. You will be responsible for identifying and preventing compliance problems throughout the organization in the region and will develop new compliance systems/ tool, as well as utilize the existing programs. You will provides advisory services in all compliance related matters for APAC; Singapore, Hong Kong and Australia and will provide compliance advice to the various departments of the branch and other entities of the group; across all business lines. You will provide advice on best practices in compliance related matters and will chair the Compliance Committee (members of the committee are: General Manager, Chief Risk Officer and Chief Operating Officer).
You will be responsible for reviewing qualifications and ensuring incumbents meet the role requirements in all regulated roles. You will be responsible to liaise with regulators and for filing the appropriate paperwork with the various Central Banks (MAS, HKMA, RBA) and regulatory agencies (e.g., FSA, the SEC and NASO). You will be responsible for identifying and developing criteria and commentary on critical compliance issues across all industries, products, and geographical jurisdictions. You will be responsible for drafting new and enhancing policies, as well as implementing and administering educational and compliance training programs to ensure that the firm's activities meet the requirements of the various regulatory agencies. You will be responsible to have knowledge of the relevant legislation and to follow internal procedures to prevent money laundering and also act as a liaison for the business on matters relating to financial crime. You will be responsible to ensure suitable due diligence checks are carried out on new client accounts and that any suspicious activities are reported.
• Degree holder
• Possess 10 – 15 years of relevant compliance experience, of which at least 3 years were in regional compliance work
• Good knowledge and ground experience with regulators in Singapore, Hong Kong and Australia
Submit your application to firstname.lastname@example.org quoting the Job Title or call us at +65 6549 7819 for more information.
Your interest will be treated in strict confidence.
About the Company
Only registered candidates can reply to Ads.Register.