About the job
You will oversee the Branch’s compliance with the relevant regulatory and the Group’s requirements by being the Advisor and trusted business partner to the Senior Management and stakeholders.
You will institute the relevant policies/ procedures/ framework to ensure the operational readiness of the Branch. You will develop and implement policies, procedures, controls and processes to enable the branch’s activities to be carried out in conformity with the applicable regulations and the Group’s requirements. Providing advisory support and a business partnering role to the business lines and Senior Management, you will establish a monitoring and review framework/ programme tailored for the branch’s activities.
You will manage relationships with the regulatory bodies such as ASIC, APRA etc. and be the point of contact for all compliance regulatory matters. You will chair the local Compliance Committee Meeting on a monthly basis and will implement relevant compliance training programmes to enhance compliance awareness amongst employees. You will ensure Senior Management remains informed on regulatory developments and their obligations through regular MIs and reports, and will escalate and report material compliance issues to the Senior Management and Regional Office as appropriate.
- Degree holder with ICA or certifications preferred
- Possess strong AML/ KYC knowledge
- At least 8 years of work experience in a Corporate Banking setup
- Pleasant personality and keen to work in a relatively smaller and newer outfit
Submit your application to quoting the Job Title.
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